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Trading room
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#	Item
351	June 28, 2013 Via email: [removed] U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-02 13:59:21 Financial markets Stock market Silver Lake Partners Dark liquidity Trading room U.S. Securities and Exchange Commission Futures contract Order NASDAQ Financial economics Finance Investment
352	Volcker Rule Transition Examination Procedures Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-31 08:44:18 Systemic risk Financial markets United States federal banking legislation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Volcker Rule Trading room Paul Volcker Finance Financial economics Financial regulation
353	Comment Letter on s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-09 15:47:23 Business Alternative Trading Systems Soft dollar Securities Exchange Act Short Trading room U.S. Securities and Exchange Commission Broker Financial economics Financial markets Finance
354	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PHLX[removed]February 18, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-19 09:15:14 Stock market Self-regulatory organizations Financial markets United States Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ Securities Exchange Act Trading room Order Financial economics Investment Business
355	End-User Derivatives and Trading Activities: Supplemental Examination Procedures" Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-31 08:45:13 Financial risk Financial economics Auditing Derivative Risk management Risk Trading room Market risk Internal audit Actuarial science Business Finance
356	Volcker Rule Transition Examination Procedures Add to Reading List Source URL: www.occ.gov Language: English - Date: 2014-08-31 08:44:18 Systemic risk Financial markets United States federal banking legislation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Volcker Rule Trading room Paul Volcker Finance Financial economics Financial regulation
357	SEC Dark Pool Response Letterhead Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-24 08:55:37 Investment Stock market Dark liquidity United States Securities and Exchange Commission Order Regulation NMS Trading room U.S. Securities and Exchange Commission Alternative Trading Systems Financial markets Financial economics Finance
358	Equity Market Structure Literature Review Part II: High Frequency Trading By Staff of the Division of Trading and Markets 1 U.S. Securities and Exchange Commission March 18, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-18 13:55:55 Investment High-frequency trading Algorithmic trading Flash Crash Day trading Trading strategy Trading room Proprietary trading London Stock Exchange Financial markets Financial economics Finance
359	Bill George Encino, CA[removed]August 13, 2008 Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-14 15:26:46 Financial risk Soft dollar Best execution Investment management Trading room Financial economics Finance Business
360	IIROC Notice[removed]: Proposed Requirements for Debt Securities Transaction Reporting Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-01-09 14:06:39 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Alternative Trading Systems Short Repurchase agreement Trading room Financial economics Finance Financial markets

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